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WebTh e only exception is for offi cers and directors of a broker dealer who have no involvement with customers, securities transactions, or supervision. If the agent works for an exempt issuer, the agent is exempt from registration no matter what security is involved. Exempt issuers are: • U.S. and municipal governments. WebThe term "out-of-state state bank" means a state bank, as such term is defined in section 3 (a) (2) of the Federal Deposit Insurance Act (12 U.S.C. 1813 (a) (2)). Banking Law Section 222.2. In turn, section 3 (a) (2) of the Federal Deposit Insurance Act (12 U.S.C. 1813 (a) (2)) defines "state bank" as follows: The term "State bank" means any ... good team names for cornhole
42 CFR § 493.1806 - Available sanctions: All laboratories.
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